Questions: I am interested in compliance services for a small broker shop. What do I need to finish the CFPB requirements and how long will it take to complete? Q: I am a one-person Broker shop and ...

Question: I am a mid-sized broker and was recently examined by our state regulator. We had a very good outcome, but was surprised that the only written policy that was asked for was Anti-Money ...

Trading technology provider Neovest has launched AlgoGenetics, a piece of software that the firm describes as a multi-broker algorithmic management system (AMS). Trading technology provider Neovest ...

Streamlined Workflows, Better Team Collaboration, and Clearer Views of Sales Pipeline Through Customizable Dashboard That Connects Seamlessly to Existing SIG Management System MONTREAL, Quebec, Oct.

UNIVERSITY PARK, Ill.--(BUSINESS WIRE)--Insurance technology company Applied Systems today announced it has acquired Artizan Internet Services, expanding capabilities around agency and broker ...

While brokers deliver significant value for life insurance carriers, their top challenge is a lack of technology that would improve broker, advisor, and end-customer experience, Equisoft commissioned ...